Client Onboarding Requirements

    Below is a list of documents, that we require to onboard corporate finance clients. Questions regarding these requirements can be addressed to compliance@zero1.capital.

     

    Documents required for companies

    • Certification of Incorporation confirming the name and registered number of the company

    • Articles of Association or Memorandum of Articles

    • Second proof of business and registered address(es) (e.g.. bank statement/utility bill/insurance certificate) certified within the last three months

    • Latest audited reports & accounts (financial statements)

    • List of the board of directors from official filings

    • Shareholder register from official filings/certified organization chart

    • Certified passports, driving licenses, or national ID cards, and proof of address documentation (bank statement or utility bill) of the two main directors

    • Certified passports, driving licenses, or national ID cards, and proof of address documentation (bank statement or utility bill) of the main shareholders (i.e. persons with 25% or more ownership of the company), in line with the requirements that are set out in the section on individuals

    • Evidence (board resolution or similar) proving that the individuals have appropriate authority to act on the company’s behalf

     

    Documents required for individuals

     

    Copies of official documents are required to prove identity and address. We require separate documents to prove identity and address:

     

    • A certified copy of the valid passport, valid driving license or national identity card

    • A certified second document providing evidence of residential address. The document should be either government-issued, or issued by a judicial authority, a public sector body or authority, or a regulated firm in the financial services sector (e.g. a bank statement)

    • Copies should be certified by a regulated or professional person e.g. a bank representative, lawyer, attorney, or accountant within the last three months. The documents must be dated and signed “Original Seen” and details of the person who certified the originals must be clearly legible so that they can be contacted in the event of an investigation

    Get in touch

    We welcome an open discussion with any potential future clients regarding their objectives and how 01 Capital could be of assistance. Please get in touch with us for an introductory call and to receive additional information, or please visit the FAQ section of our website.

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    01 Capital Limited is a private limited company registered in England and Wales with registered number 12091097. 01 Capital Limited is an appointed representative of Laven Advisors LLP, which is authorised and regulated by the Financial Conduct Authority.

    © 2020 by 01 Capital Limited